Strategic Alliances and Biases in Managers

Introduction

Some current authors link the overconfidence bias to negative outcomes, including failed collaboration and the inability to account for all parties’ financial and strategic interests. As per Russo and Cesarani (2017), in strategic alliances, the spirit of collaboration is reduced due to some partners’ insufficient familiarity with collaborative relations’ dynamic nature, which could be exacerbated by flawed self-assessment, among other things. Similarly, Chou, Bandera, and Thomas (2017) conclude that in strategic alliances between entrepreneurial and innovative businesses, the latter’s lack of overconfidence increases the chances of achieving the state in which all players get optimal results without deviating from their initial strategies – the Nash equilibrium. Overconfidence is also framed as a “detrimental effect of trust” in strategic alliances (Kostis and Näsholm, 2018, p. 116). Interestingly, as per the case of the Etihad Airways equity alliance, the CEO’s overconfidence was a factor in failed acquisitions (Jory et al., 2019). Because of the findings’ contextual differences and the overconfidence bias being analyzed in isolation, the theme of collaboration failures may need to be researched with attention to the interplay of overconfidence bias and personality-related factors.

Overconfidence, Learning, and Flawed Decision-Making

In some studies, overconfidence is associated with poor strategic decisions and learning capabilities, which can have negative implications for strategic partnerships. Specifically, Singh (2020) mentions that the overconfidence effect results in entrepreneurs’ increased investment in their firm’s growth regardless of the presence of strategic partners and such partners’ objective skills, and Ng (2020) links this effect with the confirmation bias and excessive persistence in terms of one’s strategic vision. Despite being intuitively correct, such links remain largely theoretical; their role in real-life strategic alliance scenarios remains unexplored, which allows considering them as viable research hypotheses rather than facts. Additionally, Gebrekidan and Mukhtar (2017) note that strategic alliances are strengthened by parties’ propensity to learn, and it is possible that overestimation, a form of overconfidence, hinders learning in business contexts (Chen et al., 2019). Nevertheless, studies that would summarize multiple strategic partnership cases to demonstrate such connections as a steady trend are lacking, thus creating a knowledge gap.

Asymmetry in Overconfidence Bias and Alliance Success

Apart from the negative implications of overconfidence, some findings imply that this bias can promote alliances’ success and the initial sympathy between strategic partners if key decision-makers have varying overconfidence levels. In general, the overconfidence effect is more likely in entrepreneurial contexts compared to large organizations (Dias et al., 2019).

As per Allmendinger and Berger (2020), in asymmetric strategic alliances, larger companies’ openness makes them more attractive as strategic partners. Thus, overconfidence might increase the likelihood of alliance establishment if the overconfident party manages to select and provide statistics that emphasize the firm’s success. Also, Hakenes and Katolnik (2018) demonstrate that overconfidence partially resolves the free-rider problem by increasing parties’ individual efforts. Finally, according to Lai (2020), in the high-tech industry, alliances between overconfident and non-overconfident CEOs generate more value compared to other instances. The cited findings come from methodologically heterogeneous sources and diverse business contexts, which might limit their applicability to the issue.

Overconfidence Bias and Dominance

Another theme relates to overconfidence as a contributor to one party’s dominance in partnerships, but whether such effects are positive or negative for strategic alliances remains unknown. In their literature review, Ullah et al. (2017) assume that overconfidence behaviors in managers cause the latter to impose investment, marketing, or strategic development decisions on others, and Chen et al. (2020) regard asymmetry in overconfidence and other biases as a factor that limits equality in partnership voting rights. Also, as per empirical research, in foreign market entry scenarios, CEOs’ overconfidence is positively correlated with attempts to gain full ownership of joint ventures (Lai, Lin and Chen, 2017). To some extent, this dominance might support strategic uniformity in business alliances, but its outcomes definitely require further investigation.

Effects of Anchoring on Strategic Alliances

The Anchoring Effect and Power Dynamics in Strategic Partnerships

In the context of strategic partnerships, the anchoring effect or excessive reliance on specific reference points is sometimes described as a matter of manipulating the distribution of power. Based on empirical research, anchoring can affect up to 96% of professionals involved in managerial decision-making, which could have critical implications for partnerships and setting common goals (Costa et al., 2018). Having explored this bias with reference to the mass media representations of negotiations in entrepreneur-investor partnerships, Oksoy et al. (2019) suggest that anchoring affects the power dynamics by enabling the setting of a standard that would be beneficial for particular participants. Also, the anchoring bias heavily affects the dissolution process peculiar to high-risk strategic partnerships, representing the sides’ attempts to promote selling prices in the range they find appropriate (Hyndman, 2021). Considering these findings, in strategic alliances, anchoring can promote the interests of the party that initiates strategic collaboration. However, if anchoring is as common as the studies suggest, it might be difficult to draw comparisons between power distribution patterns in real-life partnerships that are and are not affected by this effect, which might require further studies with larger samples.

Anchoring, Analysis, and Uncertainty in Strategic Alliances

Anchoring is also viewed as an essential reaction to uncertainty and an attempt to simplify preliminary analysis in strategic alliance decisions. As per Malhotra, Morgan, and Zhu (2018), in international experiences, including entering multinational joint ventures, anchoring often replaces strategic and financial analysis efforts involving a high cognitive workload, enabling decision-makers to rely on similar firms’ recent decisions rather than analyzing their specific situation thoroughly. Consequently, the anchoring effect occurs more frequently in uncertain settings and informational deficit cases (Malhotra et al., 2018). In their experiment, Costa et al. (2018) demonstrate increases in anchor prices and values after exposure to positive economic/financial results, which suggests connections between anchoring and overconfidence fueled by the tendency to emphasize positive facts. One critical limitation of the findings above is the absence of information on whether partners’ attempts to simplify decision-making by accepting some values or strategic goals as a reference point hinder strategic alliances’ financial success or feasibility.

Effects of Risk Aversion on Strategic Alliances

Risk Aversion as a Barrier to Alliance Establishment and a Choice-Limiting Factor

Risk aversion, the tendency to prefer options with more certain outcomes even if they involve less significant gains, is sometimes cited as a factor that does not promote strategic alliance formation. Strategic alliances are a popular approach to expansion for companies that have “a risk-averse orientation for expansion” but still seek international development opportunities (Li, 2018, p. 207). However, as per Osiyevskyy et al. (2017), risk aversion can reduce the chances of establishing new strategic partnerships by encouraging managers to avoid further diversification of their firms’ strategic alliance portfolios and drastically reduce associated investments. Kang and Zaheer (2018) also highlight the phenomenon’s choice-limiting nature; based on their findings, risk aversion is rather high in managers compared to firm owners, which finds reflection in their preference for alliance partner selection decisions that involve minimal undiversified career and employment risks. Nevertheless, it might be reasonable to expect risk aversion to contribute to better strategical alliance decisions, but the studies do not address the issue from the perspective of decisions’ quality.

Risk Aversion and Searching for and Disciplining Strategic Partners

Decision-makers’ risk aversion is not necessarily a hindrance when it comes to strategic alliances’ performance. As per empirical research in China conducted by Opper, Nee, and Holm (2017), risk-averse CEOs are less likely to engage in guanxi or social network building activities; among other things, guanxi might support inter-organizational trust in business partnerships and the ability to prevent alliance partners’ misbehaviors (Lee and Zhong, 2020). At the same time, CEOs that demonstrate risk aversion and still utilize guanxi outperform their non-risk-averse counterparts in terms of firms’ financial results (Opper et al., 2017). According to Lee (2020), risk-averse agents interested in risk-sharing as the primary motivation behind forming a partnership have significant chances of finding partners that have the same risk preferences. However, whether these findings apply to other socio-cultural contexts other than China is an open question.

Research Gaps: Links between Different Biases

The discussion above sheds light on certain research gaps that inform the need for the planned study of cognitive biases in managers participating in strategic partnerships. Firstly, the aforementioned findings do not provide a clear understanding of whether cognitive biases are more positive or negative in terms of promoting success and smooth cooperation in strategic alliances. Secondly, the discussed literature does not address the question of how the biases from the list interact; conversely, there are conflicting findings regarding the links between managerial overconfidence and other effects. For instance, Costa et al. (2018) state that anchoring in positive information can increase a manager’s predisposition to overconfidence, whereas Malhotra et al. (2018) report that in decisions peculiar to international strategic partnerships, CEOs’ overconfidence reduces the likelihood of anchoring. The planned study will be focused on measuring these biases in managers, which will allow making at least preliminary conclusions regarding the biases’ co-occurrence.

Reference List

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